Capital Markets

Advisory, structuring and execution where capital is at work in complex and event-driven capital markets transactions.

Pacific Alpha operates across capital markets with a focus on advisory, structuring and execution for complex and event-driven transactions.

Our work spans debt-led situations, restructuring-driven transactions and selected equity-related scenarios, where judgement, structure and market execution materially affect outcomes.

LTM Key Facts & Figures

Pacific Alpha is supported by a team with extensive experience across capital markets transactions in Asia-Pacific and beyond.

Members of the senior team have, over the course of their careers, advised on and executed a broad range of debt, equity and restructuring transactions across public and private markets, including complex, restructuring-driven and special situations.

The team’s experience spans multiple market cycles and transaction environments.

US$ 50 B +

Cumulative Capital Raised

100+

Transactions Closed

As of December 31, 2025. Cumulative capital raised by senior team throughout careers.

Capital Markets Advisory & Underwriting

Advisory and underwriting services across capital markets transactions, with experience in debt issuance, structured financings and selected equity-related situations.

➤ Typical scenarios include:

  • Public and private bond issuance

  • Debt and hybrid capital financings linked to corporate actions

  • Equity offerings and equity-linked transactions, including placements and transaction-driven issuances

  • Capital markets advisory in connection with listings, restructurings and corporate reorganisations

Transaction Structuring

Transaction structuring for complex capital markets situations, including balance sheet optimisation, restructring-driven transactions and special situations.

➤ Structuring work commonly involves:

  • Debt restructuring, liability management and balance sheet optimisation

  • Restructuring-led equity transactions, including reverse takeovers and recapitalisations

  • Special situations requiring bespoke capital structures

  • Cross-instrument solutions combining debt, equity and structured capital

Market Execution & Liquidity Facilitation

Market execution and liquidity support across selected instruments and transactions, with an emphasis on disciplined execution and risk awareness.

➤ Execution and liquidity support may include:

  • Market execution around equity and debt issuances, placements and restructuring transactions

  • Liquidity coordination during transaction-critical periods

  • Risk-managed execution aligned with broader transaction and capital objectives

➤ Typical Engagements - Capital Markets:

Raised AED 120 million for a leading Chinese internet enterprise’s UAE AI computing power collaboration project in the UAE.

Sellside Advisor

The inaugural RMB 600 million offshore guaranteed bond offering in Hong Kong stands as a landmark collaboration between Pacific Alpha and major China state-owned securities firms.

Joint Bookrunner

Provided a key capital support for the issuer’s inaugural offshore RMB 600M guaranteed bond issuance, demonstrating the synergy between our investment banking and proactive investment arms.

Joint Global Coordinator

RMB 757 million offshore bond issuance in Hong Kong—from scheme design and regulatory approval to final execution, showcasing our full-chain service capabilities.

Joint Global Coordinator

Provided substantial capital support to the issuer's inaugural RMB 420 million offshore bond issuance in Hong Kong.

Joint Bookrunner

OC for a HK Main Board IPO of a tech firm, formulating issuance structure and securing cornerstone investments. Full transaction details scheduled for disclosure in 2026.

Overall Coordinator

Managed the distribution process and provided market color for a listed tech company's HKD 550 million convertible bond issuance. Details to be disclosed in 2026.

Placing Agent

➤ Typical Engagements - Transaction Structuring:

Leveraging asset-based debt assumption for a RMB 2.6 billion transaction to provide seller liquidity and transfer risk to high-credit buyers for a win-win result.

Sellside Advisor

Financial Advisor to bondholders for the RMB 18 billion+ restructuring of a 5M sqm trade center, formulating asset revitalization strategies and coordinating creditor negotiations.

Sellside Advisor

Financial Advisor to bondholders of a Chinese real estate firm, recovered RMB 6B+ through asset revitalization and restructured credit enhancement measures.

Buyside Advisor

Executed a USD 1B+ debt-to-equity swap to de-leverage the listed company, followed by a restructuring via premium asset injection to deliver a multi-win result.

Buyside Advisor